Financial Institution Regulation

Course Objectives:

Explain the primary public policy goals of financial regulation
Describe how the regulatory process is carried out and the
impact of regulation on regulated institutions
Explain the major regulations that impact financial institutions
in the areas of lending, disclosure, employment, and safety
and soundness
Describe the primary regulation, regulators, and insurers of
financial institutions

Target Audience: Personnel in all types of financial institutions who have responsibilities for financial compliance in the areas of lending, disclosure, employment, and safety and soundness

Study time: 2 hours

Author:
Digital University Staff

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